1. Type of firm you are at - Solo practice under the umbrella of a large RIA that helps me run a mostly independent operation.
2. Title - "Papi"
3. Years in role - 10 years in da biz. 7 years mostly solo. 1 year solo.
4. AUM (if applicable) - $40M
5. Trailing 12 (if appliable) - $315k
6. What you hope to get our of this forum - Learnin' stuff outside of my bubble.
7. Anything else you feel is relevant - Octopuses have three hearts.
Introducing "The One Who Points The Way"
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Maud'Dib
- Bronze Member
- Posts: 39
- Joined: Wed Nov 20, 2024 9:35 pm
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Wet Blanket
- Site Admin
- Posts: 171
- Joined: Thu Aug 03, 2023 3:56 pm
- Location: Best state in the nation.
Re: Introducing "The One Who Points The Way"
Welcome - can you take your book with you if you leave the larger RIA?
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Maud'Dib
- Bronze Member
- Posts: 39
- Joined: Wed Nov 20, 2024 9:35 pm
Re: Introducing "The One Who Points The Way"
Yes. 100% mine. If I form my own RIA, it's just a simple process of reassignment. I was able to take my book with me from my previous firm too (and did so last year), it was just a little trickier.Wet Blanket wrote: Wed Nov 20, 2024 9:57 pm Welcome - can you take your book with you if you leave the larger RIA?
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WetMoIceMan
- Bronze Member
- Posts: 11
- Joined: Wed Nov 20, 2024 9:53 pm
Re: Introducing "The One Who Points The Way"
On the old board?
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Maud'Dib
- Bronze Member
- Posts: 39
- Joined: Wed Nov 20, 2024 9:35 pm
Re: Introducing "The One Who Points The Way"
Yeah, same avatar, new name.