1. Type of firm you are at - own a compliance consulting practice
2. Title - Big Time
3. Years in role. - 11 years, was in house for 4 years prior.
4. AUM (if applicable) - n/a
5. Trailing 12 (if appliable) - $1.4MM
6. What you hope to get our of this forum - Create a good resource for those in the financial industry.
7. Anything else you feel is relevant - started originally at the Reg Rep forum in 2006ish, then on to www.advisorheads.com starting in 2010, and now here.
Wet Blanket - Introduction
- Wet Blanket
- Site Admin
- Posts: 171
- Joined: Thu Aug 03, 2023 3:56 pm
- Location: Best state in the nation.